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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-07-09 |
Branch Locations
3805 Edwards Rd Suite 610, Cincinnati, OH 45209 • United States
Milford, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baird | Cincinnati | OH | 08/2023 | Present |
| Lightpoint Church | Cozaddale | OH | 12/2023 | Present |
| Cedarville University | Cedarville | OH | 08/2022 | Present |
| Loyalty360 | Cincinnati | OH | 01/2023 | 06/2023 |
| Total Quality Logistics | Cincinnati | OH | 05/2022 | 12/2022 |
| Yellow Springs Evsd | Yellow Springs | OH | 11/2021 | 05/2022 |
| Fern Creek High School | Louisville | KY | 08/2015 | 05/2021 |
| N/A | Cincinnati | OH | 06/2023 | 08/2023 |
| Macphail-Fausey Communications | Louisville | KY | 05/2018 | 05/2022 |
Name of Business: Sarah Marie Stitches Investment-Related: No Address: 1211 Queenie Ln. Milford, OH 45150 Nature of Business: Production and sale of crocheted goods Position: Partner Relationship with Business: Owner's spouse Start Date: 01/2023 Hours/Month: 10 Hours During Securities Trading: 0 Duties: My wife owns a small crocheted goods business. She has no employees. I help with inventory management and website development. Name/Address: Cedarville University 251 N Main St Cedarville OH 45314 Start Date: 8/1/22 Hours Spent: 11-20 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Online adjunct professor Non Investment Related Name/Address: Lightpoint Church 10208 Cozaddale-Murdock Rd Goshen OH 45122 Start Date: 12/1/23 Hours Spent: 21-40 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Communications Director Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-08 |
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