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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-07-09
  • OH RA
    APPROVED
    Since 2024-07-09

Branch Locations

3805 Edwards Rd Suite 610, Cincinnati, OH 45209 • United States

Milford, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baird Cincinnati OH 08/2023 Present
Lightpoint Church Cozaddale OH 12/2023 Present
Cedarville University Cedarville OH 08/2022 Present
Loyalty360 Cincinnati OH 01/2023 06/2023
Total Quality Logistics Cincinnati OH 05/2022 12/2022
Yellow Springs Evsd Yellow Springs OH 11/2021 05/2022
Fern Creek High School Louisville KY 08/2015 05/2021
N/A Cincinnati OH 06/2023 08/2023
Macphail-Fausey Communications Louisville KY 05/2018 05/2022
  • 08/2023 → Present
    Baird
    Cincinnati, OH
  • 12/2023 → Present
    Lightpoint Church
    Cozaddale, OH
  • 08/2022 → Present
    Cedarville University
    Cedarville, OH
  • 01/2023 → 06/2023
    Loyalty360
    Cincinnati, OH
  • 05/2022 → 12/2022
    Total Quality Logistics
    Cincinnati, OH
  • 11/2021 → 05/2022
    Yellow Springs Evsd
    Yellow Springs, OH
  • 08/2015 → 05/2021
    Fern Creek High School
    Louisville, KY
  • 06/2023 → 08/2023
    N/A
    Cincinnati, OH
  • 05/2018 → 05/2022
    Macphail-Fausey Communications
    Louisville, KY
Other Businesses

Name of Business: Sarah Marie Stitches Investment-Related: No Address: 1211 Queenie Ln. Milford, OH 45150 Nature of Business: Production and sale of crocheted goods Position: Partner Relationship with Business: Owner's spouse Start Date: 01/2023 Hours/Month: 10 Hours During Securities Trading: 0 Duties: My wife owns a small crocheted goods business. She has no employees. I help with inventory management and website development. Name/Address: Cedarville University 251 N Main St Cedarville OH 45314 Start Date: 8/1/22 Hours Spent: 11-20 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Online adjunct professor Non Investment Related Name/Address: Lightpoint Church 10208 Cozaddale-Murdock Rd Goshen OH 45122 Start Date: 12/1/23 Hours Spent: 21-40 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Communications Director Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-08
  • S66 Uniform Combined State Law Examination
    2024-07-08
Other Names
  • Alex Macphail-Fausey

View on SEC IAPD

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