James Nelson Hartley

Muscle Shoals, AL

CRD 7794900

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-14
AL	RA	APPROVED	2026-02-10

TX RA
APPROVED

Since 2026-04-14
AL RA
APPROVED

Since 2026-02-10

Branch Locations

609 Clark Street, Muscle Shoals, AL 35661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Muscle Shoals	AL	09/2023	Present
United-Johnson Brothers Of Al	Huntsville	AL	01/2018	08/2023
Doozy's Fine Wine And Spirits	St. Florian	AL	04/2015	01/2019

09/2023 → Present

Edward Jones

Muscle Shoals, AL
01/2018 → 08/2023

United-Johnson Brothers Of Al

Huntsville, AL
04/2015 → 01/2019

Doozy's Fine Wine And Spirits

St. Florian, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-09

S66 Uniform Combined State Law Examination

2026-02-09

View on SEC IAPD

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