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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-02-05 |
| AL | RA | APPROVED | 2012-03-05 |
Branch Locations
1812 Woodward Ave, Muscle Shoals, AL 35661 • United States
2796 Us Hwy 43, Winfield, AL 35594 • United States
703 Montgomery Avenue, Sheffield, AL 35660 • United States
13400 Hwy 43, Russelville, AL 35653 • United States
17051 Hwy 72, Rogersville, AL 35652 • United States
4790 E 2Nd St, Muscle Shoals, AL 35661 • United States
300 Us-72, Killen, AL 35645 • United States
2201 Militart Street South, Hamilton, AL 35570 • United States
42213 Hwy 195, Haleyville, AL 35565 • United States
3701 Cloverdale Road, Florence, AL 35633 • United States
2995 Hough Road, Florence, AL 35630 • United States
15365 Hwy 278, Double Springs, AL 35553 • United States
1850-I Cherokee Ave Sw, Cullman, AL 35055 • United States
301 W. College Street, Florence, AL 35630 • United States
3348 Kedron Rd, Spring Hill, TN 37174 • United States
1623 Hatcher Ln, Columbia, TN 38401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Muscle Shoals | AL | 02/2012 | Present |
1. 09/06/2023 - Listerhill Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Time Spent 100% 2. 09/06/2023 - Listerhill Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/28/2023 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-29 |
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