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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-06-01
  • AL RA
    APPROVED
    Since 2021-06-01

Branch Locations

1812 Woodward Ave, Muscle Shoals, AL 35661 • United States

22223 Us Hwy 72, Athens, AL 35613 • United States

3348 Kedron Rd, Spring Hill, TN 37174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2017 05/2021
Verizon Florence And Cullman AL 07/2013 05/2017
Calvary Fellowship Church Florence AL 11/2014 08/2017
Lpl Financial Llc Muscle Shoals AL 06/2021 Present
Listerhill Credit Union Muscle Shoals AL 06/2021 Present
  • 08/2017 → 05/2021
    St Louis, MO
  • 07/2013 → 05/2017
    Verizon
    Florence And Cullman, AL
  • 11/2014 → 08/2017
    Calvary Fellowship Church
    Florence, AL
  • 06/2021 → Present
    Muscle Shoals, AL
  • 06/2021 → Present
    Listerhill Credit Union
    Muscle Shoals, AL
Previous Registrations
  • 2017-11-13 → 2021-05-06
    Sheffield, AL
    Florence, AL
    St Louis, MO
Other Businesses

1) 05/27/2021- CALVARY FELLOWSHIP - Vice-President of the board - Non-Inv Rel - Florence, AL - Start: 11/2014 - 32 Hr/Mth 2) 02/07/2023 - F&G Life & Annuity - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 01/10/2023 - 1 Hour Per month/0 Hours During Securities Trading 3) 09/06/2023 - Listerhill Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 4) 09/06/2023 - Listerhill Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date 08/29/2023 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-10
  • S66 Uniform Combined State Law Examination
    2017-11-10

View on SEC IAPD

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