Andrew A Neal

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-11-24

AL RA
APPROVED

Since 2025-11-24

Branch Locations

1812 Woodward Ave, Muscle Shoals, AL 35661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Listerhill Credit Union	Muscle Shoals	AL	10/2023	Present
Rmb Marine Services, Llc	Florence	AL	09/2020	10/2023
Unemployed	Florence	AL	07/2020	09/2020
Freightcar America	Barton	AL	10/2015	07/2020
Lpl Financial	Muscle Shoals	AL	10/2023	Present

10/2023 → Present

Listerhill Credit Union

Muscle Shoals, AL
09/2020 → 10/2023

Rmb Marine Services, Llc

Florence, AL
07/2020 → 09/2020

Unemployed

Florence, AL
10/2015 → 07/2020

Freightcar America

Barton, AL
10/2023 → Present

Lpl Financial

Muscle Shoals, AL

Other Businesses

1- 05/05/2025 / Listerhill Financial Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) / 160 hrs mth / 8 hrs during trading 2) 06/11/2025 - Shoals Theatre - Not Investment Related - Artist/Musician - Florence, AL - Start Date:06/09/2025 - 43 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-21

S66 Uniform Combined State Law Examination

2025-11-21

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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