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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-01-26 |
Branch Locations
1812 Woodward Ave, Muscle Shoals, AL 35661 • United States
3348 Kedron Rd, Sprng Hill, TN 37174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Decherd | TN | 03/2019 | 11/2019 |
| U.S. Bancorp Investments, Inc. | Decherd | TN | 10/2019 | 11/2019 |
| Regions Bank | Tullahoma | TN | 08/2016 | 02/2019 |
| Firstbank | Fayetteville | TN | 11/2019 | 11/2021 |
| Listerhill Credit Union | Muscle Shoals | AL | 11/2021 | Present |
| Lpl Financial Llc | Muscle Shoals | AL | 11/2021 | Present |
1) 09/06/2023- Listerhill Financial Services - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) 2) 09/06/2023 - Listerhill Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/29/2023 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-14 |
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