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Cullen Richard Gess

Wells Fargo Clearing Services, LLC

Edina, MN

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-07-24
  • MN RA
    APPROVED
    Since 2024-07-24

Branch Locations

5116 Vernon Ave S, Edina, MN 55436 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Wayzata MN 07/2024 Present
Wells Fargo Bank, Na Wayzata MN 07/2024 Present
Moorhead High School Moorhead MN 09/2016 06/2020
University Of Minnesota Minneapolis MN 09/2020 05/2021
Kg Landscape Management Blaine MN 05/2021 08/2021
University Of Minnesota Minneapolis MN 09/2021 05/2022
Great Waters Financial Minneapolis MN 05/2022 08/2022
University Of Minnesota Minneapolis MN 09/2022 12/2022
Leeds University Leeds 01/2023 05/2023
Wells Fargo Minneapolis MN 05/2023 08/2023
University Of Minnesota Minneapolis MN 09/2023 05/2024
Horizon Middle School Moorhead MN 09/2013 09/2016
  • 07/2024 → Present
    Wells Fargo Clearing Services, Llc
    Wayzata, MN
  • 07/2024 → Present
    Wells Fargo Bank, Na
    Wayzata, MN
  • 09/2016 → 06/2020
    Moorhead High School
    Moorhead, MN
  • 09/2020 → 05/2021
    University Of Minnesota
    Minneapolis, MN
  • 05/2021 → 08/2021
    Kg Landscape Management
    Blaine, MN
  • 09/2021 → 05/2022
    University Of Minnesota
    Minneapolis, MN
  • 05/2022 → 08/2022
    Great Waters Financial
    Minneapolis, MN
  • 09/2022 → 12/2022
    University Of Minnesota
    Minneapolis, MN
  • 01/2023 → 05/2023
    Leeds University
    Leeds
  • 05/2023 → 08/2023
    Wells Fargo
    Minneapolis, MN
  • 09/2023 → 05/2024
    University Of Minnesota
    Minneapolis, MN
  • 09/2013 → 09/2016
    Horizon Middle School
    Moorhead, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-08-28
S65 Uniform Investment Adviser Law Examination 2022-09-12
  • S63 Uniform Securities Agent State Law Examination
    2024-08-28
  • S65 Uniform Investment Adviser Law Examination
    2022-09-12
Other Names
  • Cullen R Gess
  • Cullen Gess

View on SEC IAPD

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THOMAS LEO ADVISORY, LLC · MINNEAPOLIS, MN
STAIRWAY PARTNERS, LLC · MINNEAPOLIS, MN
MSM FINANCIAL, LLC · MINNEAPOLIS, MN
STAIRWAY PARTNERS, LLC · MINNEAPOLIS, MN
EDWARD JONES · MINNEAPOLIS, MN
U.S. BANCORP ADVISORS, LLC · Edina, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN

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