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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-08-07 |
Branch Locations
11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carmax | Ellicott City | MD | 06/2015 | 06/2023 |
| Unemployed | Na | MD | 06/2023 | 09/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2023 | 04/2025 |
| Northwestern Mutual Investment Services Llc | Hunt Valley | MD | 11/2023 | 04/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2024 | 04/2025 |
| Massmutual Life Insurance Co | Hunt Valley | MD | 04/2025 | Present |
| Mml Investors Services, Llc | Hunt Valley | MD | 04/2025 | Present |
(1) NAME: ASHLEY MIKHAIL, INV REL: Y, ADD: 11350 McCormick RD, EXEC PL IV, SUITE 200, HUNT VALLEY, MD 21031 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 8/1/2025, NO. HR/MO: 20, NO. HR/MO DURING SEC TRADING: 1, DUTIES: LIFE, DISABILITY, FIXED ANNUITIES (2) NAME: KK'S EARLY IMPRESSIONS LLC INV REL: N ADDR: RESIDENTIAL ADDRESS NATURE: DAYCARE FRANCHISE POSITION: OWNER OF LLC/ FRANCHISEE START DATE: 06/01/2025 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 20 DUTIES: OPERATING AND MANAGING DAYCARE FRANCHISE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-09 |
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