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Kristi Mahoney

LPl Enterprise, LLC

Williamsville, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

100 College Parkway Suite 220, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Williamsville NY 06/2023 11/2024
Kemper Buffalo NY 08/2020 11/2024
Travelers Buffalo NY 07/2018 08/2020
Legal Debt Processing Services Buffalo NY 01/2014 07/2018
The Prudential Insurance Company Of America Williamsville NY 01/2024 Present
Lpl Enterprise, Llc Syracuse NY 11/2024 Present
  • 06/2023 → 11/2024
    Pruco Securities Llc
    Williamsville, NY
  • 08/2020 → 11/2024
    Kemper
    Buffalo, NY
  • 07/2018 → 08/2020
    Travelers
    Buffalo, NY
  • 01/2014 → 07/2018
    Legal Debt Processing Services
    Buffalo, NY
  • 01/2024 → Present
    The Prudential Insurance Company Of America
    Williamsville, NY
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Syracuse, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-09
  • S66 Uniform Combined State Law Examination
    2023-12-09
Other Names
  • Kristi Clark

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RABENOLD ADVISORS, INC.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
MORGAN STANLEY
INDEPENDENT FINANCIAL PARTNERS

Other Investors

GREGORY PAUL POLEON
CHRISTOPHER ZACCHEAUS CHILES
RANDY DEVIN TOTH
HARENDER SINGH ARORA
JILL CARTER
KATHLEEN ANN PETERSON
COLDEN HOLLINS
PAUL ARTHUR HOLLINS

Other Offices

OSAIC WEALTH, INC. · WILLIAMSVILLE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILLIAMSVILLE, NY
RABENOLD ADVISORS, INC. · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
CETERA INVESTMENT ADVISERS LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY

More in Williamsville, NY

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