Inactive

Alicia Gene Duong

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Current Employers

Wealth Engineers, Llc

600 17Th Street Suite 2800 South, Denver, CO 80202-5428 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-07-24
CO	RA	APPROVED	2023-07-24

CA RA
APPROVED

Since 2023-07-24
CO RA
APPROVED

Since 2023-07-24

Branch Locations

600 17Th Street Suite 2800 South, Denver, CO 80202-5428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wealth Engineers, Llc	Denver	CO	10/2018	Present
Raytheon	Aurora	CO	06/2006	10/2018

10/2018 → Present

Wealth Engineers, Llc

Denver, CO
06/2006 → 10/2018

Raytheon

Aurora, CO

Designations

Other Names

Alicia Gene Rohrberg
Alicia G Duong

View on SEC IAPD

Other Firms

EXCELLERE PARTNERS

ALPINE QUANTITATIVE MANAGEMENT, LLC

MORGAN STANLEY

CETERA INVESTMENT ADVISERS LLC

DREAM U.S. MANAGER LLC

KSL CAPITAL PARTNERS

CIBC PRIVATE WEALTH ADVISORS, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

TRISHA RENEA MINGO

Nicholas Dean Phillips

Andrea Saenz

STEVEN SEARES MURRAY

ANGELA LEACH PIZZICHINI

TANISHA MARIE SIMON

BRET ALLEN ROBERTS

NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO

ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO

MORGAN STANLEY · Denver, CO

CETERA INVESTMENT ADVISERS LLC · DENVER, CO

DREAM U.S. MANAGER LLC · DENVER, CO

KSL CAPITAL PARTNERS · DENVER, CO

CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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