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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-03-16 |
| TX | RA | APPROVED | 2020-03-13 |
Branch Locations
12531 High Bluff Dr Ste 400, San Diego, CA 92130 • United States
San Jose, CA • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Diego | CA | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | San Diego | CA | 10/2009 | 03/2020 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-07-01 |
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