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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-01 |
| TX | RA | APPROVED | 2025-12-01 |
Branch Locations
4275 Executive Square Suite 450, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Werum It Solutions | Apex | NC | 08/2018 | 10/2020 |
| Thermo Fisher Scientific | Logan | UT | 11/2020 | 10/2022 |
| Propharma Group | Raleigh | NC | 11/2022 | 04/2023 |
| Unemployed | Raleigh | NC | 05/2023 | 08/2023 |
| Northwestern Mutual Life Insurance Company | Carlsbad | CA | 08/2023 | 05/2025 |
| Northwestern Mutual Investment Services Llc | Carlsbad | CA | 09/2023 | 05/2025 |
| Northwestern Mutual Wealth Management Company | Carlsbad | CA | 05/2024 | 05/2025 |
| Massmutual Life Insurance Company | La Jolla | CA | 05/2025 | Present |
| Mml Investors Services, Llc | La Jolla | CA | 06/2025 | Present |
| Nne | Clayton | NC | 09/2016 | 07/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-26 |
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