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Samuel Joseph Troughton

Charles Schwab & Co., Inc.

San Diego, CA

CRD 7768523

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-25
  • CA RA
    APPROVED
    Since 2025-08-25

Branch Locations

12481 High Bluff Drive Suite 100, San Diego, CA 92130-3583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Camp Palawopec Nashville IN 06/2015 08/2019
Fintech Global London 06/2022 08/2022
Full Time Education Lafayette CA 08/2019 06/2022
Full Time Education San Diego CA 08/2022 07/2023
Charles Schwab & Co, Inc San Diego CA 07/2023 Present
Charles Schwab Bank, Ssb San Diego CA 07/2025 Present
  • 06/2015 → 08/2019
    Camp Palawopec
    Nashville, IN
  • 06/2022 → 08/2022
    Fintech Global
    London
  • 08/2019 → 06/2022
    Full Time Education
    Lafayette, CA
  • 08/2022 → 07/2023
    Full Time Education
    San Diego, CA
  • 07/2023 → Present
    Charles Schwab & Co, Inc
    San Diego, CA
  • 07/2025 → Present
    Charles Schwab Bank, Ssb
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-25
S63 Uniform Securities Agent State Law Examination 2025-03-24
  • S65 Uniform Investment Adviser Law Examination
    2025-08-25
  • S63 Uniform Securities Agent State Law Examination
    2025-03-24

View on SEC IAPD

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