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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-03-25 |
Branch Locations
8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Kentucky University | Highland Heights | KY | 07/2018 | 04/2023 |
| University Of Dayton | Dayton | OH | 08/2014 | 07/2018 |
| Fidelity Investments | Covington | TX | 06/2023 | 03/2025 |
| Ubs Financial Services Inc. | Cincinnati | OH | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-16 |
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