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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-13
MO RA APPROVED 2025-12-22
  • TX RA
    APPROVED_RES
    Since 2026-01-13
  • MO RA
    APPROVED
    Since 2025-12-22

Branch Locations

14767 North Outer 40 Rd Fl 2, Chesterfield, MO 63017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Chesterfield MO 06/2023 Present
Capacity Saint Louis MO 05/2022 10/2022
Rapsodo Saint Louis MO 08/2018 08/2019
Cultivation Capital Saint Louis MO 05/2021 08/2021
Stadia Ventures Saint Louis MO 06/2020 09/2020
Indiana University Bloomington IN 08/2019 05/2023
Chaminade College Prep Saint Louis MO 08/2014 05/2019
  • 06/2023 → Present
    Chesterfield, MO
  • 05/2022 → 10/2022
    Capacity
    Saint Louis, MO
  • 08/2018 → 08/2019
    Rapsodo
    Saint Louis, MO
  • 05/2021 → 08/2021
    Cultivation Capital
    Saint Louis, MO
  • 06/2020 → 09/2020
    Stadia Ventures
    Saint Louis, MO
  • 08/2019 → 05/2023
    Indiana University
    Bloomington, IN
  • 08/2014 → 05/2019
    Chaminade College Prep
    Saint Louis, MO
Other Businesses

the name of the other business; Worldwide Vending LLC whether the business is investment-related;- No it is vending machines the address of the other business;- Same as my address the nature of the other business;- Vending Machine your position;- Owner title, or relationship with the other business;- Owner the start date of your relationship;- 08-25-2024 the approximate number of hours/month you devote to the other business;-6hrs the number of hours you devote to the other business during securities trading hours;-0 hours and briefly describe your duties relating to the other business;- Settling up vending machines and restocking There has been almost no business activity for this LLC outside of setting up the LLC but I intend to work more on this outside out of business hours DOORDASH; NOT INV RELATED;SAN FRANCISCO,CA; DELIVERY;DRIVER% OWNERSHIP; START DATE: 06/29/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-18
  • S66 Uniform Combined State Law Examination
    2025-12-18

View on SEC IAPD

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