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Azarell Diaz

Ubs Financial Services Inc.

San Diego, CA

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-18
CA RA APPROVED 2024-01-16
  • FL RA
    APPROVED
    Since 2025-08-18
  • CA RA
    APPROVED
    Since 2024-01-16

Branch Locations

San Diego, CA • United States

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banco Santander Interrnational San Diego CA 08/2018 06/2023
Scripps Institution Of Oceanography San Diego CA 04/2017 08/2018
Pier South Resort, Autograph Collection San Diego CA 06/2016 04/2017
University Of California, San Diego San Diego CA 09/2015 05/2019
Ubs Financial Services, Inc San Diego CA 06/2023 Present
  • 08/2018 → 06/2023
    Banco Santander Interrnational
    San Diego, CA
  • 04/2017 → 08/2018
    Scripps Institution Of Oceanography
    San Diego, CA
  • 06/2016 → 04/2017
    Pier South Resort, Autograph Collection
    San Diego, CA
  • 09/2015 → 05/2019
    University Of California, San Diego
    San Diego, CA
  • 06/2023 → Present
    Ubs Financial Services, Inc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-16
  • S66 Uniform Combined State Law Examination
    2024-01-16

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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