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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-02-27
  • IA RA
    APPROVED
    Since 2024-02-27

Branch Locations

675 N Main Ave, Sioux Center, IA 51250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jti Commercial Services Everson WA 07/2019 08/2021
Dordt University Sioux Center IA 08/2021 05/2023
American State Bank Sioux Center IA 05/2023 09/2023
American State Bank Sioux Center IA 09/2023 Present
Cetera Investment Services Llc St.CLoud MN 09/2023 Present
Lynden Christian High School Lynden WA 08/2012 07/2019
Cetera Investment Advisers Llc Sioux Center IA 02/2024 Present
  • 07/2019 → 08/2021
    Jti Commercial Services
    Everson, WA
  • 08/2021 → 05/2023
    Dordt University
    Sioux Center, IA
  • 05/2023 → 09/2023
    American State Bank
    Sioux Center, IA
  • 09/2023 → Present
    American State Bank
    Sioux Center, IA
  • 09/2023 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 08/2012 → 07/2019
    Lynden Christian High School
    Lynden, WA
  • 02/2024 → Present
    Sioux Center, IA
Other Businesses

ADMINISTRATIVE TASKS AT AMERICAN STATE BANK SUCH AS RUNNING REPORTS AND OTHER TASKS AS ASSIGNED BY SUPERVISOR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-26
  • S66 Uniform Combined State Law Examination
    2024-02-26

View on SEC IAPD

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