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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-06 |
| IA | RA | APPROVED | 2021-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American State Bank | Sioux Center | IA | 09/2020 | Present |
| Rock Hill Community Church | Duluth | MN | 11/2016 | 07/2020 |
| Cetera Investment Services Llc | St Cloud | MN | 11/2020 | Present |
| Agropur | Hull | IA | 04/2016 | 11/2016 |
| Cetera Investment Advisers Llc | Sioux Center | IA | 01/2021 | Present |
AMERICAN STATE BANK, TRUST DEPARTMENT, RUN REPORTS AND DO ACCOUNT PAPERWORK, DOES NOT MAKE INVESTMENT DECISIONS, DOES NOT PARTICIPATE IN THE EXECUTION OF TRANSACTIONS, DOES NOT RECOMMEND SPECIFIC INVESTMENT PROTFOLIOS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-29 |
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