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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-04 |
| IA | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St. Cloud | MN | 01/2006 | Present |
| American State Bank | Sioux Center | IA | 08/2005 | Present |
| Cetera Investment Advisers Llc | Sioux Center | IA | 01/2014 | Present |
1.) AMERICAN STATE BANK; TRUST DEPARTMENT SUPPORT; NON-INVESTMENT RELATED 2.) GLEN & ADRELL HEGSTAD REVOCABLE LIVING TRUST. CO-TRUSTEE FOR GRANDPARENTS. 3.) TRINITY REFORMED CHURCH, ORANGE CITY, IOWA, CHURCH FINANCE COMMITTEE, NO INVESTMENT DECISIONS MADE 4.) TRINITY REFORMED CHURCH, SUBCOMMITTEE MEMBER FOR FINANCE TEAM, DETERMINE INVESTMENT ALLOCATION FOR ASSETS OF CHURCH AT ACCOUNT HELD AT CETERA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-03-17 |
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