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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2015-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sioux Center | IA | 12/2015 | Present |
1. 12/28/2015: Integrated Financial Planning, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/15/2015 - 160 Hours Per Month/150 Hours During Securities Trading. 2. 09/03/2021 - OC Apartments, LLC - Investment Related - 954 N Main Ave, Sioux Center, IA 51250 - Real Estate Rental - Start Date: 04/30/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 3. 09/24/2021 - Rock Apartments, LLC - Investment Related - 954 N Main Ave, Sioux Center, IA 51250 - Real Estate Rental - Start Date: 10/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-07-24 |
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