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Ashley Marie Van Roekel

Cetera Investment Advisers LLC

Sioux Center, IA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-19
IA RA APPROVED 2021-02-08
  • TX RA
    APPROVED
    Since 2023-01-19
  • IA RA
    APPROVED
    Since 2021-02-08

Branch Locations

675 N Main Ave, Sioux Center, IA 51250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Terrace View Event Center Sioux Center IA 09/2012 09/2019
Oc Fit Orange City IA 04/2016 Present
Robin's School Of Dance Sioux Center IA 06/2017 12/2018
Unity Christian High School Orange City IA 05/2017 07/2017
American State Bank Sioux Center IA 06/2020 Present
Cetera Investment Services Llc St.CLoud MN 06/2020 Present
Cetera Investment Advisers Llc Sioux Center IA 02/2021 Present
  • 09/2012 → 09/2019
    Terrace View Event Center
    Sioux Center, IA
  • 04/2016 → Present
    Oc Fit
    Orange City, IA
  • 06/2017 → 12/2018
    Robin's School Of Dance
    Sioux Center, IA
  • 05/2017 → 07/2017
    Unity Christian High School
    Orange City, IA
  • 06/2020 → Present
    American State Bank
    Sioux Center, IA
  • 06/2020 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 02/2021 → Present
    Cetera Investment Advisers Llc
    Sioux Center, IA
Other Businesses

1) AMERICAN STATE BANK, TRUST DEPARTMENT, ADMINISTRATIVE ROLE WITH NEW ACCOUNT PAPERWORK AND RUNNING REPORTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-05
S63 Uniform Securities Agent State Law Examination 2020-07-27
  • S65 Uniform Investment Adviser Law Examination
    2021-02-05
  • S63 Uniform Securities Agent State Law Examination
    2020-07-27
Other Names
  • Ashley Marie Viet

View on SEC IAPD

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Other Investors

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Isaiah Benjamin deRegt
DARREN MARK RAIH
David Ryan Addink
KEVIN JAY GESINK
BEN H. GESINK
PAUL BRADLEY HOOGENDOORN
Ross Daniel Hoekstra

Other Offices

WATER VALLEY INVESTMENT ADVISORS, INC. · SIOUX CENTER, IA
WATER VALLEY INVESTMENT ADVISORS, INC. · SIOUX CENTER, IA
LPL FINANCIAL LLC · SIOUX CENTER, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sioux Center, IA
EDWARD JONES · SIOUX CENTER, IA
NORTHWEST WEALTH MANAGEMENT, LLC · SIOUX CENTER, IA
MONEY CONCEPTS CAPITAL CORP · SIOUX CENTER, IA
KESTRA ADVISORY SERVICES, LLC · Sioux Center, IA

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