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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-08-14
  • MN RA
    APPROVED
    Since 2024-08-14

Branch Locations

6160 Golden Hills Drive, Minneapolis, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mma Securities Llc Minneapolis MN 06/2023 Present
Church Of St. Thomas The Apostle Corcoran MN 05/2021 05/2023
Element Consulting Group Bloomington MN 06/2020 08/2020
Woodhill Country Club Wayzata MN 05/2017 08/2017
Orono High School Orono MN 06/2013 05/2017
University Of St. Thomas St. Paul MN 06/2017 05/2021
Marsh Mclennan Agency Maple Grove MN 06/2023 Present
  • 06/2023 → Present
    Minneapolis, MN
  • 05/2021 → 05/2023
    Church Of St. Thomas The Apostle
    Corcoran, MN
  • 06/2020 → 08/2020
    Element Consulting Group
    Bloomington, MN
  • 05/2017 → 08/2017
    Woodhill Country Club
    Wayzata, MN
  • 06/2013 → 05/2017
    Orono High School
    Orono, MN
  • 06/2017 → 05/2021
    University Of St. Thomas
    St. Paul, MN
  • 06/2023 → Present
    Marsh Mclennan Agency
    Maple Grove, MN
Other Businesses

The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-13
S63 Uniform Securities Agent State Law Examination 2024-04-16
  • S65 Uniform Investment Adviser Law Examination
    2024-08-13
  • S63 Uniform Securities Agent State Law Examination
    2024-04-16

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