Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-10-25
  • MN RA
    APPROVED
    Since 2023-10-25

Branch Locations

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

90 S 7Th St 1St & 2Nd Fls, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Minneapolis MN 05/2023 Present
Wells Fargo Bank, Na Minneapolis MN 01/2022 Present
Starbucks Minneapolis MN 10/2021 01/2022
Starbucks Houston TX 08/2014 05/2020
Southern New Hampshire University Minneapolis MN 01/2020 03/2023
  • 05/2023 → Present
    Minneapolis, MN
  • 01/2022 → Present
    Wells Fargo Bank, Na
    Minneapolis, MN
  • 10/2021 → 01/2022
    Starbucks
    Minneapolis, MN
  • 08/2014 → 05/2020
    Starbucks
    Houston, TX
  • 01/2020 → 03/2023
    Southern New Hampshire University
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-25
S63 Uniform Securities Agent State Law Examination 2023-09-02
  • S65 Uniform Investment Adviser Law Examination
    2023-10-25
  • S63 Uniform Securities Agent State Law Examination
    2023-09-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor