Adam Uplinger

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-02-16
PA	RA	APPROVED	2026-01-27

TX RA
APPROVED_RES

Since 2026-02-16
PA RA
APPROVED

Since 2026-01-27

Branch Locations

3 Lemoyne Dr, Lemoyne, PA 17043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Hollidaysburg	PA	05/2023	01/2026
Prough's Masonry	Williamsburg	PA	05/2017	08/2021
Dick's Sporting Goods	Monaca	PA	09/2020	05/2021
Double-H Boot Co.	Martinsburg	PA	05/2022	08/2022
Allegheny Country Club	Sewickley Heights	PA	09/2022	04/2023
Williamsburg High School	Williamsburg	PA	08/2013	05/2020
Geneva College	Beaver Falls	PA	08/2020	05/2023
Wells Fargo Clearing Services, Llc	Lemoyne	PA	01/2026	Present
Sportsman's Warehouse	Altoona	PA	11/2024	12/2025

05/2023 → 01/2026

Ameriprise Financial Services, Llc

Hollidaysburg, PA
05/2017 → 08/2021

Prough's Masonry

Williamsburg, PA
09/2020 → 05/2021

Dick's Sporting Goods

Monaca, PA
05/2022 → 08/2022

Double-H Boot Co.

Martinsburg, PA
09/2022 → 04/2023

Allegheny Country Club

Sewickley Heights, PA
08/2013 → 05/2020

Williamsburg High School

Williamsburg, PA
08/2020 → 05/2023

Geneva College

Beaver Falls, PA
01/2026 → Present

Wells Fargo Clearing Services, Llc

Lemoyne, PA
11/2024 → 12/2025

Sportsman's Warehouse

Altoona, PA

Previous Registrations

2024-02-16 → 2025-12-26

Ameriprise Financial Services, Llc

Hollidaysburg, PA

Williamsburg, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-22

S66 Uniform Combined State Law Examination

2023-12-22

View on SEC IAPD

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Other Investors

JOHN MIKE POKLADOWSKI

TIMOTHY WAYNE ENGLE

Nicholas Wayne Hansen

PATRICIA LYNN SHERICK

MARK RICHARD SNYDER

MICHAEL ALAN SILVER

JONATHAN SCOTT STOUGH

Other Offices

RBC CAPITAL MARKETS, LLC · LEMOYNE, PA

OSAIC ADVISORY SERVICES, LLC · Lemoyne, PA

LPL FINANCIAL LLC · LEMOYNE, PA

CETERA INVESTMENT ADVISERS LLC · LEMOYNE, PA

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LEMOYNE, PA

STATE FARM INVESTMENT MANAGEMENT CORP. · Camp Hill, PA

YOFFE INVESTMENT MANAGEMENT, LLC · LEMOYNE, PA

LPL FINANCIAL LLC · LEMOYNE, PA

More in Lemoyne, PA

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