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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-03-12 |
Branch Locations
4900 North Scottsdale Road Suite 4000, Scottsdale, AZ 85251 • United States
Carefree, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Liberty Solar | Carefree | AZ | 04/2022 | 05/2023 |
| American Solar | Carefree | AZ | 01/2022 | 03/2022 |
| Sunpro Solar | Carefree | AZ | 12/2020 | 12/2021 |
| Riviera Pools | Danville | CA | 08/2001 | 11/2019 |
| Unemployed | Carefree | AZ | 05/2023 | 06/2023 |
| Centaurus Financial, Inc. | Carefree | AZ | 06/2023 | 02/2024 |
| Mml Investors Services, Llc | Scottsdale | AZ | 02/2024 | Present |
| Massmutual Life Insurance Company | Scottsdale | AZ | 02/2024 | Present |
| Unemployed | Scottsdale | AZ | 12/2019 | 11/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-18 |
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