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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-09-16 |
Branch Locations
515 West Hamilton Street 7Th Floor, Allentown, PA 18101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Allentown | PA | 03/2022 | Present |
| Cvs Health | Woonsocket | RI | 03/2008 | 07/2020 |
| Cambria County | Johnstown | PA | 09/2021 | 03/2022 |
| Unemployed | Johnstown | PA | 07/2020 | 09/2021 |
*701433- Sons of St. Brendan; Investment related: No; New Cumberland, Pennsylvania; Recreation; guitar player (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 20; entertainer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-11 |
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