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Amy Brown

Ubs Financial Services Inc.

Denver, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-10-11
CO RA APPROVED 2023-08-29
  • IL RA
    APPROVED
    Since 2023-10-11
  • CO RA
    APPROVED
    Since 2023-08-29

Branch Locations

205 Detroit Street 5Th Floor, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chicago Cosmetologists Association, Inc. Rosemont IL 01/2020 06/2023
Park Ridge School District 64 Park Ridge IL 04/2019 06/2021
New Urban Property Services Chicago IL 01/2010 12/2019
Ubs Financial Services Inc Denver CO 06/2023 Present
  • 01/2020 → 06/2023
    Chicago Cosmetologists Association, Inc.
    Rosemont, IL
  • 04/2019 → 06/2021
    Park Ridge School District 64
    Park Ridge, IL
  • 01/2010 → 12/2019
    New Urban Property Services
    Chicago, IL
  • 06/2023 → Present
    Ubs Financial Services Inc
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-29
  • S66 Uniform Combined State Law Examination
    2023-08-29
Other Names
  • Amy Kim Kauth

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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