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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-12
TX RA APPROVED 2024-06-12
  • NY RA
    APPROVED
    Since 2024-06-12
  • TX RA
    APPROVED
    Since 2024-06-12

Branch Locations

6390 Main St, Ste 100, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Williamsville NY 04/2023 Present
M&T Bank Buffalo NY 09/2017 04/2023
Hampton Inn Hotels By Hilton Buffalo NY 07/2016 09/2017
  • 04/2023 → Present
    Williamsville, NY
  • 09/2017 → 04/2023
    M&T Bank
    Buffalo, NY
  • 07/2016 → 09/2017
    Hampton Inn Hotels By Hilton
    Buffalo, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-01
  • S66 Uniform Combined State Law Examination
    2024-06-01

View on SEC IAPD

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