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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-06-18 |
Branch Locations
15455 Conway Road Suite 230, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Missouri | Columbia | MO | 08/2022 | 05/2023 |
| The America Group | Chesterfield | MO | 05/2022 | 08/2022 |
| University Of Missouri | Columbia | MO | 08/2021 | 05/2022 |
| The America Group | Chesterfield | MO | 05/2021 | 08/2021 |
| Dicks Sporting Goods | Columbia | MO | 01/2021 | 05/2021 |
| University Of Missouri | Columbia | MO | 08/2020 | 01/2021 |
| J&M Lawncare | Bridgeton | MO | 01/2020 | 08/2020 |
| University Of Missouri | Columbia | MO | 08/2019 | 01/2020 |
| Nike Inc | Chesterfield | MO | 05/2019 | 08/2019 |
| Francis Howell High School | St. Charles | MO | 01/2019 | 05/2019 |
| Short Stops Convenience Store | New Melle | MO | 08/2018 | 01/2019 |
| Unemployed | New Melle | MO | 05/2013 | 08/2018 |
| Ohio National Life Insurance | Cincinnati | OH | 06/2023 | 06/2024 |
| The On Equity Sales Company | Cincinnati | OH | 06/2023 | 06/2024 |
| Osaic | Chesterfield | MO | 06/2024 | Present |
1. AUGUSTAR FINANCIAL POSITION: sales man NATURE: Life Insurance and annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2023 ADDRESS: One Financial Way, Cincinnati OH 45242, United States DESCRIPTION: This company allows me to provide my clients with life insurance or an annuity. 2. STRATEGIC PLANNING AND INVESTMENT POSITION: Employee NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 07/20/2024 ADDRESS: 15455 Conway Rd Ste 230, Chesterfield MO 63017, United States DESCRIPTION: SPI is the company we use to facilitate our business with OSAIC. Under SPI we are registered under OSAIC to facilitate our financial advising work.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-11 |
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