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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-30 |
| NY | RA | APPROVED | 2025-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 04/2023 | 01/2025 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 04/2023 | 01/2025 |
| Td Bank | Guelph | 04/2017 | 03/2023 | |
| Td Bank | Milton | 09/2014 | 04/2017 | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Howard Beach | NY | 01/2025 | Present |
| Bank Of America, N.A. | Howard Beach | NY | 03/2025 | Present |
I*: 2180263 Name of the other business; Rental Property 1 whether the business is investment-related; Yes the address of the other business; Milton, Ontario, L9T 9K2,CA the nature of the other business; Rental Property your position; Co-owner with wife title, or relationship with the other business; co-owner the start date of your relationship; Jan 01, 2023 the approximate number of hours/month you devote to the other business; 0 the number of hours you devote to the other business during securities trading hours; 0 Duties relating to the other business; No duties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-08 |
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