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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-30
NY RA APPROVED 2025-05-05
  • TX RA
    APPROVED
    Since 2025-06-30
  • NY RA
    APPROVED
    Since 2025-05-05

Branch Locations

15116 84Th St, Howard Beach, NY 11414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 04/2023 01/2025
Jpmorgan Chase Bank, N.A. New York NY 04/2023 01/2025
Td Bank Guelph 04/2017 03/2023
Td Bank Milton 09/2014 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Howard Beach NY 01/2025 Present
Bank Of America, N.A. Howard Beach NY 03/2025 Present
  • 04/2023 → 01/2025
    J.P. Morgan Securities Llc
    New York, NY
  • 04/2023 → 01/2025
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 04/2017 → 03/2023
    Td Bank
    Guelph
  • 09/2014 → 04/2017
    Td Bank
    Milton
  • 01/2025 → Present
    Howard Beach, NY
  • 03/2025 → Present
    Bank Of America, N.A.
    Howard Beach, NY
Other Businesses

I*: 2180263 Name of the other business; Rental Property 1 whether the business is investment-related; Yes the address of the other business; Milton, Ontario, L9T 9K2,CA the nature of the other business; Rental Property your position; Co-owner with wife title, or relationship with the other business; co-owner the start date of your relationship; Jan 01, 2023 the approximate number of hours/month you devote to the other business; 0 the number of hours you devote to the other business during securities trading hours; 0 Duties relating to the other business; No duties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-05
S63 Uniform Securities Agent State Law Examination 2023-09-08
  • S66 Uniform Combined State Law Examination
    2025-05-05
  • S63 Uniform Securities Agent State Law Examination
    2023-09-08

View on SEC IAPD

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