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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

Fullerton, CA • United States

600 City Parkway West Suite 210, Orange, CA 92868 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Orange CA 10/2013 Present
Pruco Securities Llc Orange CA 10/2013 11/2024
Lpl Enterprise, Llc Orange CA 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-10
S63 Uniform Securities Agent State Law Examination 2013-05-24
  • S66 Uniform Combined State Law Examination
    2016-05-10
  • S63 Uniform Securities Agent State Law Examination
    2013-05-24
Designations
Other Names
  • Keun Ho Yook
  • Kevin Yook
  • Keunho Yook
  • Keunho Keunho Yook

View on SEC IAPD

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