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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-08
TN RA APPROVED 2024-11-15
  • TX RA
    APPROVED_RES
    Since 2025-01-08
  • TN RA
    APPROVED
    Since 2024-11-15

Branch Locations

949 Shady Grove Rd S Ste 300, Memphis, TN 38120 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co. Memphis TN 12/2022 Present
Mml Investors Services Memphis TN 04/2023 Present
2Nd Presbyterian Church Memphis TN 08/2012 11/2022
  • 12/2022 → Present
    Massmutual Life Insurance Co.
    Memphis, TN
  • 04/2023 → Present
    Mml Investors Services
    Memphis, TN
  • 08/2012 → 11/2022
    2Nd Presbyterian Church
    Memphis, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-11
S63 Uniform Securities Agent State Law Examination 2024-07-16
  • S65 Uniform Investment Adviser Law Examination
    2024-11-11
  • S63 Uniform Securities Agent State Law Examination
    2024-07-16

View on SEC IAPD

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