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Mark Allen Steffes

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Saint Cloud, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-24
MN RA APPROVED 2023-07-25
  • TX RA
    APPROVED
    Since 2024-05-24
  • MN RA
    APPROVED
    Since 2023-07-25

Branch Locations

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

400 1St St S 1St Fl, Saint Cloud, MN 56301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc St. Cloud MN 03/2023 Present
Wells Fargo Bank, Na St. Cloud MN 01/2022 Present
Chick-Fil-A Crossroads Center Saint Cloud MN 01/2021 01/2022
Wells Fargo Bank, Na Saint Cloud MN 10/2019 01/2021
Chick-Fil-A Kildeer Kildeer IL 05/2018 10/2019
Dayspring Bible College Mundelein IL 06/2015 08/2018
  • 03/2023 → Present
    Wells Fargo Clearing Services, Llc
    St. Cloud, MN
  • 01/2022 → Present
    Wells Fargo Bank, Na
    St. Cloud, MN
  • 01/2021 → 01/2022
    Chick-Fil-A Crossroads Center
    Saint Cloud, MN
  • 10/2019 → 01/2021
    Wells Fargo Bank, Na
    Saint Cloud, MN
  • 05/2018 → 10/2019
    Chick-Fil-A Kildeer
    Kildeer, IL
  • 06/2015 → 08/2018
    Dayspring Bible College
    Mundelein, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-25
S63 Uniform Securities Agent State Law Examination 2023-06-30
  • S65 Uniform Investment Adviser Law Examination
    2023-07-25
  • S63 Uniform Securities Agent State Law Examination
    2023-06-30

View on SEC IAPD

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