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Thomas Gripenstraw

Rbc Capital Markets, LLC

Greenwood Village, CO

Greenwood Village, CO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-22
CO RA APPROVED 2024-10-21
  • TX RA
    APPROVED
    Since 2025-01-22
  • CO RA
    APPROVED
    Since 2024-10-21

Branch Locations

5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States

Greenwood Village, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education Greenwood Village CO 08/2015 06/2019
Waterway Carwash Greenwood Village CO 08/2017 08/2022
Us Mix Denver CO 05/2019 08/2022
Full-Time Education Boulder CO 05/2019 06/2023
Charles Schwab & Co., Inc. Lone Tree CO 06/2023 08/2024
Rbc Capital Markets, Llc Greenwood Village CO 08/2024 Present
  • 08/2015 → 06/2019
    Full-Time Education
    Greenwood Village, CO
  • 08/2017 → 08/2022
    Waterway Carwash
    Greenwood Village, CO
  • 05/2019 → 08/2022
    Us Mix
    Denver, CO
  • 05/2019 → 06/2023
    Full-Time Education
    Boulder, CO
  • 06/2023 → 08/2024
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 08/2024 → Present
    Rbc Capital Markets, Llc
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-21
S63 Uniform Securities Agent State Law Examination 2023-10-18
  • S66 Uniform Combined State Law Examination
    2024-10-21
  • S63 Uniform Securities Agent State Law Examination
    2023-10-18
Other Names
  • Tommy Gripenstraw

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO
CONCURRENT INVESTMENT ADVISORS, LLC · Greenwood Village, CO

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