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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
3793 State Street, Santa Barbara, CA 93105-3116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Santa Barbara | CA | 03/2023 | Present |
| Reunion Kitchen & Drink | Santa Barbara | CA | 01/2022 | 02/2023 |
| The Cruisery | Santa Barbara | CA | 07/2021 | 12/2021 |
| The Lark | Santa Barbara | CA | 07/2021 | 07/2021 |
| Inc 82 Brewing | Dublin | CA | 03/2021 | 06/2021 |
| Unemployed | Danville | CA | 03/2020 | 03/2021 |
| Lazy Dog Restaurant & Bar | Dublin | CA | 12/2019 | 03/2020 |
| Danville Harvest | Danville | CA | 05/2019 | 12/2019 |
| Cocina Hermanas | Danville | CA | 12/2018 | 12/2019 |
| Certified Planners Inc | San Ramon | CA | 12/2018 | 07/2019 |
| Worth Ranch | San Ramon | CA | 05/2018 | 12/2018 |
| Bills Cafe | Pleasanton | CA | 03/2018 | 12/2018 |
| First Street Alehouse | Livermore | CA | 02/2018 | 05/2018 |
| In N Out Burger | San Leandro | CA | 12/2015 | 02/2018 |
| Arroyo High School | San Lorenzo | CA | 08/2013 | 06/2017 |
| Chabot College | Hayward | CA | 01/2017 | 12/2019 |
| University Of California Santa Barbara | Santa Barbara | CA | 08/2020 | 09/2022 |
| Forbes Mill Steakhouse | Danville | CA | 07/2017 | 09/2017 |
| Las Positas College | Livermore | CA | 01/2018 | 05/2020 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-17 |
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