Best Investors Account Sign in

Matthew Joseph Whalen

Key Investment Services LLC

Schenectady, NY

Brooklyn, OH

Claim This Profile
Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-02
  • NY RA
    APPROVED
    Since 2026-06-02

Branch Locations

1703 Altamont Ave, Schenectady, NY 12303 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Brooklyn OH 05/2026 Present
High Peaks Asset Management Saratoga Springs NY 03/2023 05/2026
City Mission Of Schenectady Schenectady NY 01/2020 03/2023
Berne Knox Westerlo Central School Berne NY 09/2016 01/2020
Lpl Financial Llc Saratoga Springs NY 10/2023 05/2026
Cadaret, Grant & Co., Inc. Saratoga Springs NY 03/2023 10/2023
  • 05/2026 → Present
    Key Investment Services Llc
    Brooklyn, OH
  • 03/2023 → 05/2026
    High Peaks Asset Management
    Saratoga Springs, NY
  • 01/2020 → 03/2023
    City Mission Of Schenectady
    Schenectady, NY
  • 09/2016 → 01/2020
    Berne Knox Westerlo Central School
    Berne, NY
  • 10/2023 → 05/2026
    Lpl Financial Llc
    Saratoga Springs, NY
  • 03/2023 → 10/2023
    Cadaret, Grant & Co., Inc.
    Saratoga Springs, NY
Previous Registrations
  • 2023-10-16 → 2026-05-29
    Lpl Financial Llc
    Saratoga Springs, NY
    San Diego, CA
    Saratoga Springs, NY
  • 2023-10-12 → 2023-10-18
    Cadaret, Grant & Co., Inc.
    Saratoga Springs, NY
    Syracuse, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-05
  • S66 Uniform Combined State Law Examination
    2023-10-05

View on SEC IAPD

Other Firms

DEL-SETTE CAPITAL MANAGEMENT, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
ROBERT L. KRISTEL, C.P.A., P.C.
NIGHTGALE WEALTH MANAGEMENT LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
OSAIC INSTITUTIONS, INC.
ACACIA GROVE WEALTH MANAGEMENT

Other Investors

HERMES WILLIAM DEL-SETTE
JEREMY MARC SCHER
Dustin John Troia
GLEN RICHARD ALLEN
ANN MARIE ARCEO
Nicole Marie Stone
GARY HEIDENSTROM
ROBERT LANNOO KRISTEL

Other Offices

DEL-SETTE CAPITAL MANAGEMENT, LLC · SCHENECTADY, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Schenectady, NY
ROBERT L. KRISTEL, C.P.A., P.C. · SCHENECTADY, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Schenectady, NY
NIGHTGALE WEALTH MANAGEMENT LLC · SCHENECTADY, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SCHENECTADY, NY
LPL FINANCIAL LLC · SCHENECTADY, NY
OSAIC INSTITUTIONS, INC. · Schenectady, NY

More in Schenectady, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor