Best Investors Account Sign in
Inactive

Glen Richard Allen

Del-Sette Capital Management, LLC

Schenectady, NY

Claim This Profile
Current Employers
Del-Sette Capital Management, Llc

1332 Union St., Schenectady, NY 12308 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-25
TX RA APPROVED 2020-11-24
  • NY RA
    APPROVED
    Since 2021-05-25
  • TX RA
    APPROVED
    Since 2020-11-24

Branch Locations

1332 Union St., Schenectady, NY 12308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Albany NY 04/2015 09/2019
Charles Schwab Bank Albany NY 04/2015 09/2019
Unemployed Rotterdam Junction NY 12/2019 01/2020
Del-Sette Capital Management Llc Schenectady NY 01/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-28
  • S66 Uniform Combined State Law Examination
    2015-05-28
Designations
Other Names
  • Glen R Allen

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
ROBERT L. KRISTEL, C.P.A., P.C.
NIGHTGALE WEALTH MANAGEMENT LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
OSAIC INSTITUTIONS, INC.
ACACIA GROVE WEALTH MANAGEMENT
EDWARD JONES

Other Investors

HERMES WILLIAM DEL-SETTE
JEREMY MARC SCHER
Dustin John Troia
ANN MARIE ARCEO
Nicole Marie Stone
GARY HEIDENSTROM
ROBERT LANNOO KRISTEL
STEVEN ROBERT BECKER

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Schenectady, NY
ROBERT L. KRISTEL, C.P.A., P.C. · SCHENECTADY, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Schenectady, NY
NIGHTGALE WEALTH MANAGEMENT LLC · SCHENECTADY, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SCHENECTADY, NY
LPL FINANCIAL LLC · SCHENECTADY, NY
OSAIC INSTITUTIONS, INC. · Schenectady, NY
ACACIA GROVE WEALTH MANAGEMENT · SCHENECTADY, NY

More in Schenectady, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor