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Current Employers
Del-Sette Capital Management, Llc

1332 Union St., Schenectady, NY 12308 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-12-18
  • CO RA
    APPROVED
    Since 2025-12-18

Branch Locations

Westminster, CO • United States

1332 Union St., Schenectady, NY 12308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Del-Sette Capital Management, Llc Westminster CO 09/2025 Present
South Platte Investments Littleton CO 07/2025 09/2025
Umoja Biopharma, Inc. Louisville CO 08/2021 01/2024
Juno Therapeutics / Celgene / Bristol Myers Squibb Bothell WA 06/2015 08/2021
Unemployed N/A XX 02/2024 06/2025
  • 09/2025 → Present
    Westminster, CO
  • 07/2025 → 09/2025
    South Platte Investments
    Littleton, CO
  • 08/2021 → 01/2024
    Umoja Biopharma, Inc.
    Louisville, CO
  • 06/2015 → 08/2021
    Juno Therapeutics / Celgene / Bristol Myers Squibb
    Bothell, WA
  • 02/2024 → 06/2025
    Unemployed
    N/A, XX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-18
  • S65 Uniform Investment Adviser Law Examination
    2025-12-18
Other Names
  • Troia John Troia

View on SEC IAPD

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