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1332 Union St., Schenectady, NY 12308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Del-Sette Capital Management, Llc | Westminster | CO | 09/2025 | Present |
| South Platte Investments | Littleton | CO | 07/2025 | 09/2025 |
| Umoja Biopharma, Inc. | Louisville | CO | 08/2021 | 01/2024 |
| Juno Therapeutics / Celgene / Bristol Myers Squibb | Bothell | WA | 06/2015 | 08/2021 |
| Unemployed | N/A | XX | 02/2024 | 06/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-18 |
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