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Ann Marie Arceo

Del-Sette Capital Management, LLC

Schenectady, NY

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Current Employers
Del-Sette Capital Management, Llc

1332 Union St., Schenectady, NY 12308 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-28
NM RA APPROVED 2023-12-08
  • NY RA
    APPROVED
    Since 2026-07-28
  • NM RA
    APPROVED
    Since 2023-12-08

Branch Locations

1332 Union St., Schenectady, NY 12308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Savvy Duo Financial Planning, Inc. Los Angeles CA 07/2013 12/2020
Rooted Planning Group Corning NY 08/2020 03/2024
Del Sette Capital Management, Llc Schenectady NY 07/2023 Present
  • 07/2013 → 12/2020
    Savvy Duo Financial Planning, Inc.
    Los Angeles, CA
  • 08/2020 → 03/2024
    Rooted Planning Group
    Corning, NY
  • 07/2023 → Present
    Del Sette Capital Management, Llc
    Schenectady, NY
Previous Registrations
  • 2020-09-14 → 2023-11-27
    Rooted Planning Group
    Corning, NY
    Ft Collins, CO
    Rio Rancho, NM
  • 2013-08-15 → 2020-12-03
    Savvy Duo Financial Planning, Inc.
    Fort Collins, CO
  • 2013-01-15 → 2013-08-07
    Lpl Financial Llc
    Los Angeles, CA
  • 2012-11-27 → 2012-12-31
    National Planning Corporation
    Tustin, CA
  • 2011-09-08 → 2012-12-04
    Lpl Financial Llc
    Tustin, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-30
  • S66 Uniform Combined State Law Examination
    2011-06-30
Other Names
  • Ann Marie Hinrichs
  • Ann Marie Hinrichs

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
ROBERT L. KRISTEL, C.P.A., P.C.
NIGHTGALE WEALTH MANAGEMENT LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
OSAIC INSTITUTIONS, INC.
ACACIA GROVE WEALTH MANAGEMENT
EDWARD JONES

Other Investors

HERMES WILLIAM DEL-SETTE
JEREMY MARC SCHER
Dustin John Troia
GLEN RICHARD ALLEN
Nicole Marie Stone
GARY HEIDENSTROM
ROBERT LANNOO KRISTEL
STEVEN ROBERT BECKER

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Schenectady, NY
ROBERT L. KRISTEL, C.P.A., P.C. · SCHENECTADY, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Schenectady, NY
NIGHTGALE WEALTH MANAGEMENT LLC · SCHENECTADY, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SCHENECTADY, NY
LPL FINANCIAL LLC · SCHENECTADY, NY
OSAIC INSTITUTIONS, INC. · Schenectady, NY
ACACIA GROVE WEALTH MANAGEMENT · SCHENECTADY, NY

More in Schenectady, NY

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