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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-31
CT RA APPROVED 2024-07-29
PA RA APPROVED 2023-12-14
NY RA APPROVED 2023-07-28
  • NJ RA
    APPROVED
    Since 2024-07-31
  • CT RA
    APPROVED
    Since 2024-07-29
  • PA RA
    APPROVED
    Since 2023-12-14
  • NY RA
    APPROVED
    Since 2023-07-28

Branch Locations

1334 Union St, Schenectady, NY 12308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stacy Ochs Insurance Agency Schenectady NY 03/2020 07/2023
Maid It Better Llc Schenectady NY 03/2009 03/2020
State Farm Vp Management Corp Schenectady NY 07/2022 10/2022
State Farm Insurance Schenectady NY 07/2023 12/2023
State Farm Vp Management Corp Schenectady NY 07/2023 Present
State Farm Investment Management Corp Schenectady NY 07/2023 Present
Nikki Stone Insurance Agency Schenectady NY 12/2023 Present
  • 03/2020 → 07/2023
    Stacy Ochs Insurance Agency
    Schenectady, NY
  • 03/2009 → 03/2020
    Maid It Better Llc
    Schenectady, NY
  • 07/2022 → 10/2022
    State Farm Vp Management Corp
    Schenectady, NY
  • 07/2023 → 12/2023
    State Farm Insurance
    Schenectady, NY
  • 07/2023 → Present
    State Farm Vp Management Corp
    Schenectady, NY
  • 07/2023 → Present
    Schenectady, NY
  • 12/2023 → Present
    Nikki Stone Insurance Agency
    Schenectady, NY
Other Businesses

1) Nikki Stone's Insurance Agency; Investment-related; 1334 Union St Schenectady, NY 12308; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/11/2023; 80; 80; Service customers and supervise employees 2) Stone Acres Candle; Non-investment-related; 1345 Washout Rd Schenectady, NY 12302; Retail; Owner; none; 12/1/2023; 5; 0; Duties: Home business/family business making candles

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-28
S63 Uniform Securities Agent State Law Examination 2023-01-27
  • S65 Uniform Investment Adviser Law Examination
    2023-04-28
  • S63 Uniform Securities Agent State Law Examination
    2023-01-27
Other Names
  • Nicole M Rich
  • Nikki Rich
  • Nicole M Stone
  • Nicole Stone

View on SEC IAPD

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