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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-04-23
IL RA APPROVED 2025-12-02
  • DC RA
    APPROVED
    Since 2026-04-23
  • IL RA
    APPROVED
    Since 2025-12-02

Branch Locations

1800 Nations Dr, Gurnee, IL 60031 • United States

Waukegan, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 02/2023 04/2024
Rasier Llc Chicago IL 12/2022 02/2023
General Agro Eurl Oran 01/2013 11/2022
Thrivent Investment Management Inc Gurnee IL 12/2025 Present
College For Financial Planning Chicago IL 04/2024 10/2025
Thrivent Financial Appleton WI 12/2025 01/2026
Thrivent Financial Appleton WI 01/2026 Present
Previous Registrations
Other Businesses

UBER TECHNOLOGIES INC POSITION: Independent Contractor - Technology Platform NATURE: Uber Technologies, Inc. is a global technology company that operates digital platforms facilitating transportation, delivery, and logistics services by connecting users with independent service providers through mobile and web applications. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 2 START DATE: 04/24/2026 ADDRESS: 1725 3rd Street, San Francisco CA 94158, United States DESCRIPTION: Providing transportation services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-30
  • S66 Uniform Combined State Law Examination
    2023-05-30

View on SEC IAPD

Other Firms

Other Investors

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