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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-07-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 04/2018 | 07/2025 |
| Unemployed | Libertyville | IL | 06/2017 | 04/2018 |
| Hc Technologies | Chicago | IL | 02/2017 | 06/2017 |
| Arb Trading Group | Chicago | IL | 10/2015 | 01/2017 |
| Bank Of America, N.A. | Northbrook | IL | 05/2018 | 07/2025 |
| Abbott Laboratories Credit Union | Gurnee | IL | 07/2025 | Present |
| Lpl Financial | Gurnee | IL | 07/2025 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name ALEC Wealth Management - Investment Related - At Reported Business Location (s) - State date: 06/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-20 |
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