David Alan Hatton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1999 → 02/2022
  First Midwest Bank
  Gurnee, IL
• 11/2010 → Present
  Lpl Financial Llc
  Gurnee, IL
• 02/2022 → Present
  Old National Bank
  Gurnee, IL

Previous Registrations

• 2003-01-24 → 2010-11-02
  Uvest Financial Services Group, Inc.
  Danville, IL
  Danville, IL
  Danville, IL
  Danville, IL
  Champaign, IL
  Lake Forest, IL
  Gurnee, IL
  Mundelein, IL
  Lindenhurst, IL
  Gurnee, IL
• 2002-11-05 → 2003-01-30
  Ifmg Securities, Inc.
  Gurnee, IL

Other Businesses

1. 04/01/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Old National Wealth Advisors - INV Related- At Reported Business Location(s)- Start date 4/1/2025 2. 01/29/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Hatton, Reakes & Associates - Investment Related - At Reported Business Location(s) - Start Date 01/12/2026 - 160 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-09-03
• S63 Uniform Securities Agent State Law Examination
  1999-01-11

Designations

• Certified Financial Planner