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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-25 |
| IL | RA | APPROVED | 2010-11-03 |
Branch Locations
300 North Hunt Club Road, Gurnee, IL 60031 • United States
826 Erndale Ter Ne, Leesburg, VA 20176 • United States
130 W. Lincoln Hwy, Dekalb, IL 60115 • United States
601 Pearson Dr, Genoa, IL 60135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Midwest Bank | Gurnee | IL | 12/1999 | 02/2022 |
| Lpl Financial Llc | Gurnee | IL | 11/2010 | Present |
| Old National Bank | Gurnee | IL | 02/2022 | Present |
1. 04/01/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Old National Wealth Advisors - INV Related- At Reported Business Location(s)- Start date 4/1/2025 2. 01/29/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Hatton, Reakes & Associates - Investment Related - At Reported Business Location(s) - Start Date 01/12/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-11 |
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