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Michael Kozlow

Edward Jones

Gurnee, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-23
IL RA APPROVED 2021-04-09
  • TX RA
    APPROVED
    Since 2021-04-23
  • IL RA
    APPROVED
    Since 2021-04-09

Branch Locations

6071 Washington St Suite B, Gurnee, IL 60031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American General Life Brentwood TN 09/2013 02/2021
Aig Capital Services, Inc. Brentwood TN 10/2013 02/2021
Edward Jones St Louis MO 03/2021 Present
  • 09/2013 → 02/2021
    American General Life
    Brentwood, TN
  • 10/2013 → 02/2021
    Aig Capital Services, Inc.
    Brentwood, TN
  • 03/2021 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
  • 2013-01-02 → 2013-08-29
    Intervest International, Inc.
    Roanoke, IN
    Colorado Springs, CO
  • 2007-08-30 → 2011-02-25
    Lincoln Financial Distributors, Inc.
    Princetown, NJ
    Greensboro, NC
    Woodstock, IL
    Glastonbury, CT
    Sanford, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-09
S63 Uniform Securities Agent State Law Examination 1998-09-04
  • S66 Uniform Combined State Law Examination
    2021-04-09
  • S63 Uniform Securities Agent State Law Examination
    1998-09-04
Other Names
  • Mike Kozlow
  • Michael Anthony Kozlow

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
U.S. BANCORP ADVISORS, LLC
LPL ENTERPRISE, LLC
SPIRE WEALTH MANAGEMENT, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PFS INVESTMENTS INC.

Other Investors

DAVID ALAN HATTON
George Patton Yost
Randall H Johnson
Robert Charles Likus
JENNIFER LYNN PESTIKAS
JOHN GARRETT BOYLE
Carlos Mendez
Ronald Stephen Knight

Other Offices

LPL FINANCIAL LLC · GURNEE, IL
LPL FINANCIAL LLC · GURNEE, IL
J.P. MORGAN SECURITIES LLC · GURNEE, IL
U.S. BANCORP ADVISORS, LLC · Gurnee, IL
LPL ENTERPRISE, LLC · GURNEE, IL
SPIRE WEALTH MANAGEMENT, LLC · Gurnee, IL
THRIVENT INVESTMENT MANAGEMENT INC. · GURNEE, IL
LPL FINANCIAL LLC · GURNEE, IL

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