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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-24 |
| IL | RA | APPROVED | 2018-08-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Gurnee | IL | 06/2011 | Present |
| J.P. Morgan Securities Llc | Gurnee | IL | 10/2012 | Present |
| The Roofers | Waukegan | IL | 03/2021 | 01/2022 |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 2/1/2016 ADDRESS: 27 Waukegan, IL 60085 DETAILS: 27 WAUKEGAN, IL. Rent and maintain rental property HOURS DEDICATED (per month unless otherwise indicated): 10 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-25 |
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