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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-12-19
  • MI RA
    APPROVED
    Since 2024-12-19

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Hill Pub Boston MA 09/2021 12/2021
Pine Hill Nursery Kewadin MI 04/2021 05/2021
Boston College Chestnut Hill MA 05/2016 05/2022
Unemployed Eastport MI 06/2022 01/2023
Fidelity Investments Grand Rapids MI 02/2023 08/2023
Boyne Mountain Resorts Boyne Falls MI 12/2023 01/2024
Unemployed Eastport MI 09/2023 11/2023
Jpmorgan Chase Bank, N.A. Grand Haven MI 02/2024 03/2024
J.P. Morgan Securities Llc Grand Haven MI 02/2024 03/2024
Mojos Dueling Piano Bar Grand Rapids MI 01/2024 06/2024
Regulus Financial Group, Llc Kentwood MI 11/2024 Present
Regal Investment Advisors, Llc Kentwood MI 11/2024 Present
Interactive Brokers Chicago IL 03/2024 05/2024
Unemployed Grand Rapids MI 07/2024 11/2024
  • 09/2021 → 12/2021
    Beacon Hill Pub
    Boston, MA
  • 04/2021 → 05/2021
    Pine Hill Nursery
    Kewadin, MI
  • 05/2016 → 05/2022
    Boston College
    Chestnut Hill, MA
  • 06/2022 → 01/2023
    Unemployed
    Eastport, MI
  • 02/2023 → 08/2023
    Fidelity Investments
    Grand Rapids, MI
  • 12/2023 → 01/2024
    Boyne Mountain Resorts
    Boyne Falls, MI
  • 09/2023 → 11/2023
    Unemployed
    Eastport, MI
  • 02/2024 → 03/2024
    Jpmorgan Chase Bank, N.A.
    Grand Haven, MI
  • 02/2024 → 03/2024
    Grand Haven, MI
  • 01/2024 → 06/2024
    Mojos Dueling Piano Bar
    Grand Rapids, MI
  • 11/2024 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
  • 11/2024 → Present
    Kentwood, MI
  • 03/2024 → 05/2024
    Interactive Brokers
    Chicago, IL
  • 07/2024 → 11/2024
    Unemployed
    Grand Rapids, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-07
  • S66 Uniform Combined State Law Examination
    2023-12-07
Other Names
  • Thomas William Kowalkoski

View on SEC IAPD

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