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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-13
CT RA APPROVED 2021-04-06
  • TX RA
    APPROVED
    Since 2021-04-13
  • CT RA
    APPROVED
    Since 2021-04-06

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newton MA 01/2020 Present
Catsup And Mustard Manchester CT 02/2014 08/2018
University Of New Hampshire Dining Durham NH 09/2015 12/2016
Wentworth By The Sea New Castle NH 04/2017 08/2017
Wildcat Pizza Durham NH 01/2018 05/2019
Concord Wealth Management Waltham MA 06/2019 01/2020
  • 01/2020 → Present
    Newton, MA
  • 02/2014 → 08/2018
    Catsup And Mustard
    Manchester, CT
  • 09/2015 → 12/2016
    University Of New Hampshire Dining
    Durham, NH
  • 04/2017 → 08/2017
    Wentworth By The Sea
    New Castle, NH
  • 01/2018 → 05/2019
    Wildcat Pizza
    Durham, NH
  • 06/2019 → 01/2020
    Concord Wealth Management
    Waltham, MA
Other Businesses

I "989241", Name of OBA: Corrib's Pub, Address: Brighton, Massachusetts, Investment Related: N, Position, Title, Association:["Other"], Employee Start Date: 9/14/2022, No Hours: 30, Monthly, No Hours during trading: 0, Duties: Will be serving at a restaurant

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-02
  • S66 Uniform Combined State Law Examination
    2021-04-02
Other Names
  • Olivia Rood

View on SEC IAPD

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