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Robert Sterling Metcalf

Ubs Financial Services Inc.

Minneapolis, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-02-03
NY RA APPROVED 2022-02-03
NJ RA APPROVED 2021-05-11
  • MN RA
    APPROVED
    Since 2022-02-03
  • NY RA
    APPROVED
    Since 2022-02-03
  • NJ RA
    APPROVED
    Since 2021-05-11

Branch Locations

80 South 8Th Street Suite 3040, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marquette University Milwaukee WI 08/2016 12/2020
Schwarz Dygos Wheeler Investment Advisors Llc Minneapolis MN 05/2017 08/2017
Ubs Financial Services Chicago IL 06/2018 08/2018
Heartland Advisors Milwaukee WI 06/2019 08/2019
Winslow Capital Minneapolis MN 06/2020 08/2020
Ubs Financial Services Inc. New York NY 01/2021 Present
  • 08/2016 → 12/2020
    Marquette University
    Milwaukee, WI
  • 05/2017 → 08/2017
    Schwarz Dygos Wheeler Investment Advisors Llc
    Minneapolis, MN
  • 06/2018 → 08/2018
    Ubs Financial Services
    Chicago, IL
  • 06/2019 → 08/2019
    Heartland Advisors
    Milwaukee, WI
  • 06/2020 → 08/2020
    Winslow Capital
    Minneapolis, MN
  • 01/2021 → Present
    Ubs Financial Services Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-10
  • S66 Uniform Combined State Law Examination
    2021-05-10
Other Names
  • Robert Sterling Metcalf

View on SEC IAPD

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Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
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