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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-05 |
Branch Locations
1599 Lake Robbins Drive Suite B-150, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | The Woodlands | TX | 04/2018 | Present |
| Unemployed | Spring | TX | 01/2018 | 04/2018 |
| Bbva Compass | Conroe | TX | 03/2015 | 01/2018 |
| Charles Schwab Bank, Ssb | The Woodlands | TX | 07/2020 | Present |
1) Oakridge Baptist Church | Investment Related:No|500 E Oak Hill Dr|Spring|TX|77386|USA|Entertainment Venues/Theaters|musician|5/4/2018|Less than 20|0|I play drums for a number of churches in the Houston area. most of the time I play at a church called oakridge Baptist. they cut me a check each sunday
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-30 |
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