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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1994-06-20
  • TX RA
    APPROVED
    Since 1994-06-20

Branch Locations

25511 Budde Rd Ste 301, The Woodlands, TX 77380 • United States

Spring, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Houston TX 08/1993 03/2020
Ameriprise Financial Services, Llc The Woodlands TX 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; Burleson County, TexasPoeduces oil royalties - inherited propert, ,; Not Investment-Related; 09/01/2010. Other Business Activities; St. Dunstan's Kids Hope at Eiland Elementary School; This is a volunteer position. I am not on the leadership team. I will Mentor a child at Eiland Elementary School one hour per week at the school for the fall and spring semester. If I stay in the program I will mentor the same child until graduation (5th grade). I will build relationship with my mentee by helping with issues identified by school counselor. They may be academic or helping a shy child become more confident. I will be a friend to my mentee - not his teacher.; 6700 N Klein Circle Dr., , Houston, TX, 77088; Not Investment-Related; 10/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-05-06
  • S63 Uniform Securities Agent State Law Examination
    1994-05-06
Other Names
  • Jennifer Joyce Williams

View on SEC IAPD

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